Nominees/Brokers That Previously Provided Names and Addresses of Beneficial Owners
If, in connection with the mailing of the Initial Settlements Notice, you provided the Claims Administrator with a list of names and addresses of persons and entities in the Class, DO NOT re-submit those names and addresses. Copies of the Postcard Notice will be forwarded to those potential Class Members by Epiq, the Claims Administrator. If you have additional names and addresses of potential Class Members that you did not previously provide or their information has changed, you must forward those names and addresses to Epiq.
Nominees/Brokers That Previously Elected to Forward the Initial Settlements Notice
If, in connection with the mailing of the Initial Settlements Notice, you requested that copies of the Initial Settlements Notice be sent to you for forwarding by you to potential Class Members INSTEAD OF providing the names and addresses of such potential Class Members to the Claims Administrator, you will be mailed the same number of Postcard Notices as previously requested to forward to those potential Class Members. If you require a different number of copies than you requested in connection with the mailing of the Initial Settlements Notice, please send an email to the Claims Administrator and let them know how many additional Postcard Notices are needed.
Nominees/Brokers That Neither Previously Submitted Names and Addresses Nor Forwarded the Initial Settlements Notice
If you purchased or otherwise acquired U.S. Dollar LIBOR-Based Debt Securities during the period from August 1, 2007, through May 31, 2010, inclusive, for the beneficial interest of an individual or entity other than yourself, then within fourteen (14) calendar days, you must either:
- Provide the Claims Administrator with a list of the names and last known addresses of the beneficial owners described above; or
- Request from the Claims Administrator sufficient copies of the Postcard Notice to forward to all such beneficial owners and, within seven (7) calendar days of receipt of those copies, forward the Postcard Notice to such beneficial owners.
If you are providing a list of names and addresses to the Claims Administrator:
- Compile a list of names and addresses of the beneficial owners that purchased or acquired U.S. Dollar LIBOR-Based Debt Securities during the period from August 1, 2007, through May 31, 2010, inclusive.
- Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
Then you must do one of the following:
If you are mailing the Postcard Notice to beneficial owners:
Request the needed number of copies of the Postcard Notice via email to info@BondholderLIBORSettlements.com. You must mail the Postcard Notice to the beneficial owners within seven (7) calendar days of your receipt of the Postcard Notice.
If you have any questions, contact the Claims Administrator at info@BondholderLIBORSettlements.com or by calling 1-888-205-5804.
Note: Claims already submitted in the Initial Settlements will automatically be considered for recovery in the Subsequent Settlements and should not be re-submitted in the Subsequent Settlements.
If you are filing electronic claims:
A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.
Click here to download the Proof of Claim Form.
Click here to download a properly formatted spreadsheet for submitting your transactions.
You may upload your master Proof of Claim Form and completed spreadsheet online here.